Position Overview
PINE Advisor Solutions is looking for a Fund Compliance Consultant to join our Fund Chief Compliance Officer (CCO) Services team. This role is perfect for early-career professionals with a background in finance or investment management who are eager to support compliance programs for registered funds (mutual funds, ETFs etc.).
As a Compliance Consultant, you’ll support the implementation of fund compliance programs, including oversight of investment advisers and key service providers. You’ll gain hands-on exposure to the infrastructure that governs registered funds, developing a strong foundation in fund governance, risk controls, and regulatory frameworks to support long-term growth and advancement within the investment management industry.
About PINE
PINE Advisor Solutions ("PINE") is a dynamic and fast-growing organization that provides institutional-quality outsourced solutions for funds and investment managers. Our team is driven by the belief that we are contributing to something remarkable.
At PINE, we prioritize client service and a collaborative culture. The ideal candidate will be motivated, detail-oriented, eager to learn, and thrive in a high-performing and supportive environment. Our culture is built around an “all for one and one for all” philosophy. Your contributions matter, and we are a team that embraces challenges and believes in growing through doing.
Responsibilities:
Required Qualifications:
Preferred Qualifications:
Salary Range : $55,000 – $70,000 based on experience
Hybrid Work Model
What You Can Expect From PINE
Be a Leader
At PINE, we prioritize ensuring that each team member has the chance to emerge as a leader and make substantial contributions to our company.
Experience an Environment of Learning
We place an emphasis on learning from each other and celebrating our unique expertise. There are abundant opportunities to learn and hone new skills.
Work-life Balance
We trust you to be the expert on creating an environment that allows you to bring your best self to work. With unlimited vacation and flexible work-from-home options, we encourage a work-life balance that brings out the best in our team.
Benefits and Perks
Health Insurance – we cover 100% of the cost for Employees!
A comprehensive selection of EPO, PPO, and HMO medical, dental, and vision health plans
Paid parental leave
Life and disability insurance
401(k) Savings Plan
Unlimited Vacation Policy
Quarterly Offsite Team Events
Office Snacks & Frequent Catered Team Lunches
PINE Advisor Solutions provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws. This policy applies to all terms and conditions of employment, including recruiting, hiring, placement, promotion, termination, layoff, recall, transfer, leaves of absence, compensation and training.
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