Compliance Trade Advisory - Senior Job at Landing Point, New York, NY

UXFOQXlxSC8wMG1sOWtoQ2h3M0Q3WFBEV2c9PQ==
  • Landing Point
  • New York, NY

Job Description

Senior Compliance Officer – Trading Advisory

Location: New York, NY (Hybrid: 4 days in-office / 1 day remote)

Compensation: $250K–$300K base + performance bonus (Total Comp: $475K–$600K)

Firm AUM: $30B+

Overview:

We are working with a rapidly growing, multi-strategy hedge fund currently managing over $30B in AUM. The firm is seeking a Senior Compliance Officer to join their dynamic compliance team in New York. This is a high-visibility leadership role reporting directly to the Global CCO and involves regular interaction with senior portfolio managers, traders, and key investment professionals.

This role will be central to trading compliance across the firm’s global operations, offering real-time guidance on investment activities, wall crossings, and pre-transaction reviews.

Qualifications:

  • 8+ years of experience in a hedge fund or asset manager compliance role, with a strong focus on trading advisory.
  • Proven leadership or mentorship experience; comfort managing junior staff.
  • Deep understanding of SEC, CFTC, and NFA regulations; global exposure a plus.
  • Familiarity with wall crossing protocols, restricted list maintenance, and MNPI controls.
  • Strong interpersonal skills and the ability to influence and engage with investment professionals in real time.
  • Bachelor’s degree required; JD or relevant certifications (e.g., Series 7, 24, 63, CFA) a plus

Job Tags

Remote job,

Similar Jobs

Interlink Talent Solutions

Bankruptcy Associate Job at Interlink Talent Solutions

 ...$390,000. Key benefits ~401(k) retirement plan. ~ Company-subsidized healthcare. ~ Formal mentor programs. ~ Flexible...  ...this opportunity further, please contact Rohan Aggarwal for a confidential discussion. Our advertisements use salary and experience... 

Catena Solutions

Social Media Content Creator Job at Catena Solutions

 ...provider in New York Job Title: Social Media Content Creator Location: Westchester (...  ...optimize reach, engagement, and ROI. Work closely with internal teams, including marketing...  ...digital campaigns. ~ Managed feedback, moderated community discussions, and addressed... 

Ultimate Staffing

Human Resources Generalist Job at Ultimate Staffing

 ...responsible for managing day-to-day HR operations and supporting a wide range of HR functions to ensure the smooth and effective functioning...  ...Administer and coordinate HR programs including recruitment, onboarding, employee relations, performance management, and training.... 

INEOS Pigments USA

Seasonal Technician Job at INEOS Pigments USA

 ...The Instrumentation and Electrical Technicians are responsible for troubleshooting and repairing electrical and instrumentation issues that would negatively impact the safe operation of plant systems. They also proactively test, repair and upgrade electrical and instrumentation... 

Rutland Regional Medical Center

Radiology Technologist Job at Rutland Regional Medical Center

Radiology Technologist Rutland-VT-05701-United States COMPETITIVE SHIFT DIFFERENTIALS $4.25 - 2nd Shift $8.00 - 3rd Shift $4.75 - Weekend Weekend only position. Under the supervision of a radiologist and the direction of the administrator,...